C. Reichhardt1 and C. J. Olson2
1Center for Nonlinear Studies,
Los Alamos National Laboratory, Los Alamos, New Mexico 87545
2Theoretical and Applied Physics,
Los Alamos National Laboratory, Los Alamos, New Mexico 87545
(Received 2 January 2002; published 2 May 2002)
We analyze transverse phase locking for vortex motion in a superconductor with a longitudinal dc drive and a transverse ac drive. For both square and triangular arrays we observe a variety of fractional phase-locking steps in the velocity versus dc drive which correspond to stable vortex orbits. The locking steps are more pronounced for the triangular arrays which is due to the fact that the vortex motion has a periodic transverse velocity component even for zero transverse ac drive. All the steps increase monotonically in width with ac amplitude. We confirm that the width of some fractional steps in the square arrays scales as the square of the ac driving amplitude. In addition we demonstrate scaling in the velocity versus applied dc driving curves at depinning and on the main step, similar to that seen for phase locking in charge-density-wave systems. The phase-locking steps are most prominent for commensurate vortex fillings where the interstitial vortices form symmetrical ground states. For increasing temperature, the fractional steps are washed out very quickly, while the main step gains a linear component and disappears at melting. For triangular pinning arrays we again observe transverse phase locking, with the main and several of the fractional step widths scaling linearly with ac amplitude.
DOI: 10.1103/PhysRevB.65.174523 PACS number(s): 74.60.Ge, 74.60.Jg
Recently a different kind of phase locking was proposed for
a two-dimensional (2D) system of vortices moving through a periodic substrate.
Here the ac drive is applied in the perpendicular direction,
transverse to the longitudinal applied dc drive.
14
Phase-locking steps, distinct from Shapiro steps,
were observed in the velocity versus applied dc drive.
The most pronounced step occurs for dc drive values that allow
a sinusoidal orbit to fit into each square pinning plaquette.
For larger ac amplitudes a number of additional fractional
steps were also observed.
In addition, unlike Shapiro steps,
the width of the depinning and higher-order steps
were shown analytically and in simulation to
increase monotonically with ac amplitude
as (A/
)2,
where A is the ac amplitude and
is the ac frequency.
A similar transverse phase locking
phenomena can also occur for an ordered vortex lattice moving over
random disorder, as was recently demonstrated.
15 In the random disorder case, the steps
differ from those observed for square periodic pinning.
The step width for random disorder is more like a Shapiro step,
going as
|J1(A)|.
In addition, for low ac amplitudes, the
step width grows linearly, rather than quadratically
as in the case of square pinning.
There are several open questions for the transverse phase locking in the square pinning arrays. To our best knowledge, it is not known how the additional fractional steps scale with ac amplitude, what the vortex orbits look like along these steps, or what the noise signatures are. It also not known if there is any scaling at the transition to the phase locked state similar to that found in charge-density-wave (CDW) systems, where critical scaling is known to occur at depinning and along the transitions into and out of the phase-locked regions.16-18 The effect of disorder on the transverse phase locking has also not been investigated. The vortex filling fraction or applied field in experiments will likely determine the step width or whether the steps occur at all. For certain filling fractions the overall vortex lattice can be disordered or frustrated,19 which may destroy the steps. In addition typical transport experiments are often done near Tc so the effects of finite temperature on the fractional and main steps should also be investigated to determine the feasibility of observing these states experimentally.
It would also be interesting to examine the effects of a transverse ac drive on systems in which there is an internal transverse oscillation even in the absence of an ac drive. An example of such a system is vortex motion through a triangular pinning array. Interstitial vortices driven through such an array by a longitudinal dc drive oscillate back and forth in the transverse direction as they move in order to pass through each minima of the interstitial potential. In this case the additional internal transverse oscillation may lock with the ac transverse force, leading to an enhancement of the transverse phase locking similar to that observed for the square case. Alternatively, the phase locking may be more Shapiro-like, such as the steps found in the transverse phase locking with random pinning.15
We focus on the transverse phase locking for vortex motion in square and triangular pinning arrays in thin-film superconductors. Vortex pinning and dynamics in thin samples with periodic pinning have attracted considerable attention, since the effects of pinning can be systematically controlled. These pinning arrays can be created using an array of holes20-24 or magnetic dots.26 Various pinning geometries have also been created such as square,21,22,24 triangular,25 rectangular,26 and kagome.27 Pronounced commensurability effects appear as peaks in the critical current at integer matching fields and fractional fields where the vortices can form a symmetrical configuration with the pinning array so that the vortex-vortex interaction energy is reduced. These matching configurations have been imaged directly in experiment 22,24 and also observed in simulations.19 For large pinning sites above the first matching field, where there are more vortices than pinning sites, multiple vortices can be captured by each pin up to a saturation point. Beyond this saturation number, additional vortices will be located between the pinning sites in the interstitial regions. For small pinning sites, the saturation number is one, so that for all fields above the first matching field the vortices are located at the interstitial regions. Direct imaging and simulations have shown that these interstitial vortices can form ordered commensurate arrangements.19,24 The interstitial vortices are still pinned even though they do not interact directly with the pinning sites, since a periodic potential is created by the repulsive interaction of the vortices trapped at the pinning sites. The interstitial vortices are typically far less strongly pinned than the vortices at the pinning sites, so that under an applied drive the interstitial vortices move while the vortices at the pinning sites remain immobile. Evidence for the motion of the interstitial vortices has been provided by transport measurements23 as well as direct imaging in square pinning arrays, which show that the interstitial vortices move in 1D paths between the pinning sites.24 In simulations, 1D interstitial vortex flow between pinning sites has also been observed.28,29 Recent experiments8 and simulations9 have demonstrated the appearance of steps in the V-I characteristics for moving interstitial vortices when a dc and ac drive are superimposed. In the previous theoretical work for an applied transverse ac drive, vortex filling fractions between 1.0 and 2.0 were examined, where each pinning site captures only one vortex. 9
In this work we examine the additional fractional steps
for the square pinning array with a transverse ac drive. We
find fractional steps both above and below the main step.
We show that the width of most of the fractional steps scales
as the square of the ac amplitude, as previously shown for the
depinning current and the main step.14
Along the steps, the vortex orbits are stabilized in fixed trajectories,
while in the nonstep regions, the vortex motion is chaotic in
appearance, producing a distinct velocity noise spectra.
We also find scaling in the
velocity versus applied dc
drive at depinning and near the main step, with
= 1/2.
The steps are most prominent for commensurate vortex filling fractions
where the interstitial vortices form a symmetrical ground state. For
filling fractions where the vortices are disordered, the phase-locking
phenomena is absent, and for filling fractions just off of a commensurate
filling, the steps have a linear increase with drive due to the
fact that certain portions of the sample are not undergoing phase locking.
We find that even for small finite temperatures, the fractional
steps become completely washed out. The main step is visible up to the
melting point of the interstitial vortex lattice.
With triangular pinning we
find a much more pronounced main step
and fractional steps, with the depinning threshold nearly the same
as that of the square case.
The widths of the main and most of the fractional
steps scale linearly with the ac amplitude for triangular pinning.
,
where
is the step function,
rk(p) is the location of pinning site k,
and
=(ri-rk(p))/|ri-rk(p)|.
In our system each pin captures only one vortex.
The total force from the vortex-vortex interaction is
where we
use U(r) = -ln(r),
the Pearl vortex-vortex interaction potential,
appropriate for thin-film superconductors.
The experiments with periodic pinning arrays are in this 2D limit.
For computational
efficiency we use a summation technique30 to
evaluate the vortex-vortex interaction.
Temperature can also be applied to the system by adding a noise
term fiT to the equation of motion.
This noise term has the
properties < fiT(t) > = 0.0 and
< fiT(t)fjT(t') > = 2
kBT
(t - t').
Here we set
=kB=1.
We have considered
pinning arrays from 4 x 4 to 10 x 10 pins and observe
the same results in each case.
The initial vortex configurations are obtained by annealing
from a high temperature where the vortices are in a liquid state
and cooling to T=0. The dc driving is in the
x direction,
fdc=fdc
,
and the ac force is in the
y-direction,
fac=A sin(
t)
.
The dc force is
increased from zero in increments of 0.0009. We average
the vortex velocities
at each
increment for 175 000 MD steps, and the resulting dc force
versus velocity curve
is proportional to the dc voltage-current curve.


=0.002.
Here there is a large step, centered near
fdc = 0.32 for A=0.25 and
fdc = 0.35 for A=0.35, which
corresponds to a phase where the vortex orbit is
commensurate with the pinning, forming a sinusoidal-like orbit
as studied previously. We label this step the "main step" or 1:1 step.
In addition to this step, a number of smaller or
fractional steps are visible both above and below the main step.
For example, for A=0.35 a prominent step appears near
fdc=0.27, and a small step is visible near
fdc=0.46. The widths of all the steps,
including the depinning threshold, are smaller
for the lower ac amplitude. The phase locking steps shown in Fig. 1
are flat throughout the step as predicted
analytically in Ref. 14.
The depinning threshold drops from fdc=0.225 for A=0.35 to
fdc=0.190 for A=0.25, while the width
of the main step
drops from
=0.09 for A=0.35 to
=0.04 for A=0.25.
In Fig. 2(a) we show a magnified region
of 0.222 < fdc < 0.241,
near the depinning threshold, for the
A = 0.35 curve in Fig. 1.
Here the large number of fractional steps present are clearly visible,
with the step widths getting progressively smaller
for lower fdc. In Fig. 2(b) we show a magnified region of
the A=0.35 curve above the main step, from 0.4 < fdc < 0.45,
where a series of fractional steps appear.
Again the step widths decrease as fdc is lowered toward the
main step.

On steps at small fdc values, a vortex spends more than one ac cycle in a single plaquette, while on steps at larger fdc, the vortex moves through more than one plaquette in a single ac cycle. In Fig. 3 we illustrate the vortex trajectories (lines) and the vortex positions (dots) for fixed fdc drives on and near the steps in the V versus fdc curve of Fig. 1 for A = 0.35. Figure 3(a) shows the vortex trajectory for the step near fdc = 0.235, which is most clearly visible in Fig. 2(a). Here, a stable vortex orbit occurs in which the vortex spends two ac cycles in one plaquette before moving over to the next plaquette to repeat the sequence. We observe similar behavior at the smaller steps for fdc < 0.235, where in the stable orbits, the vortex spends n or n + 1/2 complete ac cycles in one plaquette. In Fig. 3(b), in the stable orbit for the step at fdc = 0.243 in Fig. 1, the vortex spends 3/2 of an ac cycle in each plaquette. In Fig. 3(c) we show the vortex trajectory for fdc = 0.28, which corresponds to the second largest step in Fig. 1. Here the vortex goes through one ac cycle per plaquette. In the nonstep region of Fig. 3(d), at fdc = 0.305, there is no single stable vortex orbit. Instead the vortex trajectory wanders over time. There is an area close to the occupied pinning sites where the vortex never flows due to the vortex-vortex repulsion. We find similar orbits for the other nonstep regions. On the main step, illustrated in Fig. 3(e) at fdc = 0.36, the vortex moves through two plaquettes in a single ac cycle. In Fig. 3(f) the vortex orbit for a step above the main step, fdc = 0.429, has a similar pattern to that seen on the main step, Fig. 3(e), except that the vortex moves through three plaquettes in each complete ac cycle.

.
In Fig. 4, we
examine the noise spectra for A = 0.35 for a step region, fdc=0.36,
and a nonstep region, fdc = 0.305, corresponding to the orbits
in Fig. 3(e) and Fig. 3(d).
In the step region (lower curve), a strong periodic signal
is present at the frequency induced by the
ac driving, as indicated by the narrow large spike and the higher harmonics.
For the non-step region (upper curve) there is is a broadened peak near the
ac driving frequency. The noise power for the lower frequencies is
over four orders-of-magnitude higher than for the step region.
This lower-frequency noise power comes from the vortex orbits drifting
over a time scale that is longer than the ac driving time scale.
The noise spectra does not have a broad band or
characteristic.
We find a similar noise spectra for the other non-step regions.
B. Scaling velocity vs drive and fractional steps
The velocity curves in Fig. 1 show considerable curvature near the
depinning threshold and just above each step.
Fisher has suggested that depinning
can be considered a dynamical critical phenomena16
where
,
where f is the dc driving force, fc is the driving force at
which depinning occurs, and V is the velocity of the driven media.
In addition, in numerical work on CDW systems a similar scaling
is found near the mode locked steps17,18
in the form
,
where Vq is the velocity along the qth step and
fq is the
driving force at which the step ends or begins. For a single particle
moving in a 1D periodic substrate,
= 1/2.
In charge-density-wave systems
with random pinning,
simulations of the depinning and step transitions
give
= 0.67 in two dimensions and 0.83 for
three dimensions,
while experimental
results are consistent with the results for the
3D regime.18
In our system, one might expect to find scaling with
=1/2
as in the 1D periodic substrate picture since
the vortices are commensurate with the periodic pinning.
On the other hand, the orbits in Fig. 3 indicate that
the vortices have a 2D velocity component and do not flow
in strictly 1D channels, so it is not clear if or how the
velocities will scale.

=1/2.
(b) Log-log plot above the main step of
V -Vq = (f -fq)
where Vq=0.24 is the velocity along the main
step and fq=0.395 is the dc driving force where the step ends. The
solid line shows a slope of
= 1/2.

= 1/2, with a deviation
to linear behavior for higher f. Our velocity resolution was too low
to obtain adequate scaling for steps other than the main step.
We find similar scaling for the
depinning and the main step for all filling fractions at which
the interstitial vortices form a symmetrical configuration. For
nonsymmetrical vortex configurations, the scaling breaks down
due to the fact that the depinning process
for the non-symmetrical configurations is plastic, rather
than elastic as in the case of the symmetrical configurations.
Scaling may still occur for the incommensurate
systems as found in simulations with random pinning
where plastic flow occurs, where scaling in the velocity versus
drive was observed31
with
> 1.5.
Very large systems beyond the scope of this work
would be needed in order to determine if such
scaling occurs for the incommensurate cases.
In addition, some of the scaling breaks down for high ac amplitudes, as
seen for A = 0.35 in Fig. 1 where there are sharp jumps
into and out of certain steps. For example, in
Fig. 6 we plot the dV/dfdc curve for A = 0.35, showing
peaks going into and out of the phase-locked regions.
For
=1/2 scaling, the overall shape of
dV/dfdc should
scale with a power -1/2, which
is consistent with the curve
in Fig. 6.

as a function of
ac amplitude A for the
fractional steps corresponding to: (diamonds) fdc=0.235 [Fig. 3(a)],
(triangles) fdc=0.243 [Fig. 3(b)], and (squares)
fdc=0.28 [Fig. 3(c)]. The scaling of the main
step at fdc=0.36 [Fig. 3(e)] is also shown (circles).
The solid line is a quadratic fit.
vs ac amplitude A
corresponding to the steps at fdc=0.235 [Fig. 3(a)],
fdc=0.243 [Fig. 3(b)], and
fdc=0.28 [Fig. 3(c)].
We also show the scaling for the main step,
fdc=0.36 [Fig. 3(e)], for a comparison.
The widths all fit well to A2
with some deviations at higher ac amplitudes,
where the widths increase faster than A2.

= 17/16, 5/4, 0.34, 3/2, 0.67,
1.97, 2.0, and 2.04. Here A = 0.35.
= 17/16, 5/4, 0.34, 3/2, 0.67, 1.97, 2.0,
and 2.04.
The interstitial vortex lattice forms an ordered symmetrical ground state for
B/
= 17/16, 5/4, 3/2, and 2.0.
At these fillings the
phase-locking steps are the most pronounced, and the velocity
curves are almost identical for each one.
These are also the same filling fractions where peaks
in the critical current are observed in experiments and simulations.
Since the interstitial vortices form a symmetrical ground state,
the effective interstitial vortex interactions cancel,
and the system can be thought of as
a single particle moving through a periodic substrate. In the absence
of an ac drive, the vortices collectively move in 1D paths under a dc drive.
For the
filling fractions B/
=0.34 and 0.67,
the ground state is disordered and the phase locking is absent.
In the absence of an ac drive the vortices move plastically in winding paths.
Under an applied ac drive, this winding motion destroys any phase locking.

= 2.0, showing complete phase locking;
(b) B/
= 2.04, showing
that only a certain portion of the
moving vortices are undergoing phase locking.
=1.97 and 2.04,
just below and just above the commensurate filling
at B/
=2.0,
the phase locking still occurs; however, the
steps have an additional linear velocity increase superimposed on them.
In Fig. 9(a) we illustrate
vortex trajectories along the main step for
B/
= 2.0 and
in Fig. 9(b) for B/
= 2.04.
For B/
= 2.0 the vortices
move in well-defined stable sinusoidal trajectories, while
for B/
= 2.04
only certain rows of vortices have this ordered
motion while the vortices in the other rows have unstable ordering. Only the
rows with stable orbits are phase locked and remain at the same
velocity along the step for increasing fdc.
The vortices moving through the unstable channels are not
phase locked and therefore their velocity increases
with fdc, accounting for the linear velocity increase in the
V - fdc curves along the step.
The stable moving vortex rows have a commensurate
number of vortices.
In the system presented here, for an 8 x 8 pinning lattice
there are eight interstitial vortices in each commensurate row.
There are more than eight vortices in the rows with unstable vortex
trajectories, so the rows are incommensurate. For certain filling fractions
such as B/
= 0.67,
all the rows are incommensurate and there
is no phase locking.
For B/
=1.97, where the unstable or
incommensurate rows have less than eight vortices,
we observe vortex trajectories similar to those in Fig. 9(b).
We note that similar
behavior occurs just above and below the filling fractions of 5/4 and
3/2. These results are consistent with experimental results in
which Shapiro steps were most
clearly defined at B/
= 2.0.
8

= 2.0
and A = 0.35. The curves have been shifted up from zero for presentation.
From lowest to highest, T/Tm = 0.0, 0.07, 0.28, 0.64, 0.75,
0.87, and 0.96, where Tm is the melting temperature.
We consider the effects of temperature by adding a noise term
fiT to the
equation of motion for the vortices.
We normalize our temperature by
the melting temperature Tm, where Tm
is the temperature at which
the vortices began to diffuse in the absence of an external drive. In our
system this onset is sharp and well defined, due
to the fact that the
vortices are sitting in a periodic substrate.
In the absence of a substrate the
onset of diffusion is more gradual and a well-defined melting temperature
does not appear. Experimentally, the melting of the interstitial vortices
occurs at or just below Tc
21,23 so that
Tm
Tc.
In Fig. 10 we show a series of V vs fdc curves
for A = 0.35 for
T/Tm= 0.0, 0.07, 0.28, 0.64, 0.75, 0.87, and 0.96,
from bottom to top.
The fractional steps wash out very quickly with
temperature at about
T/Tm = 0.1. The main step is visible all the way up
to Tm but is more cusplike for
T/Tm > 0.64. This washing out of the
step with temperature is also consistent with the Shapiro step experiments
near Tc which found only a cusp
feature.8
Experimentally it would still
be possible to measure the increase
of the step width with ac amplitude by taking
the derivative of the I-V curves, which shows a dip at each
side of the step.
Since most transport experiments are performed close to Tc,
it will be very difficult to observe
the fractional steps. The widths of the steps can be increased
by increasing A,
allowing fractional steps to be visible for T > 0.1Tm.
In practice, however,
there will be a limit to how large A can be made before the vortices
at the pinning sites begin to depin.
Along the phase locking steps the vortices flow in attracting periodic orbits. The finite temperature adds random forces to the vortices, perturbing the orbits. If the temperature is low the perturbations are small and the vortex orbits remain nearly periodic. As the temperature increases, the vortex orbits become increasingly perturbed away from the phase-locked orbits. Due to these perturbations, at any instant a number of the vortices will be in a disordered orbit, instead of in the periodic phase-locked orbit. Although the velocities of the vortices in the phase-locked orbits are fixed, the velocities of the vortices in disordered orbits are not fixed, and as a result there is a linear velocity increase along the step. A portion of the vortices can intermittently lock back into the fixed velocity periodic orbits, so the slope of the step is still less than the slope expected for free vortex flow. At very high temperatures the orbits are too strongly perturbed for periodic orbits to occur and evidence of the step vanishes in a continuous fashion.



versus ac amplitude A of the main step for
triangular pinning (squares), along with
the scaling for the main step for square
pinning (circles) for comparison. The solid line is a linear fit.
of the main step
for triangular pinning with ac drive A,
along with the width
of the main step for square pinning for comparison.
Here the magnitude of
for the triangular pinning is greater than
that for the square pinning for all ac values considered here. The width
of the triangular steps also scales linearly with ac amplitude rather
than quadratically as in the square pinning, so that for smaller ac amplitudes
the difference in the magnitudes of
becomes greater.
This result suggests that the detection of transverse phase locking would
be easiest for a system with triangular
rather than square pinning arrays.

vs A for triangular pinning
for (circles) fdc=0.11 [Fig. 12(c)], along
with (triangles) the depinning force.
We also show the scaling of the main step (squares) for comparison.
with
ac amplitude A for the fractional step at fdc=0.11
[the orbit shown in
Fig. 12(c)], along with the width of the main step and the
change in value of the depinning force.
Here the fractional step scales linearly with
ac amplitude, just as the main step does.
The difference in the depinning force at different values of A, which
is much smaller than the widths of the main step and the fractional step,
does not scale linearly with A but increases quadratically or even faster.
We can compare our results for transverse phase locking in the triangular pinning to the results for random pinning. For random pinning15 the vortices in the highly driven phase regain partial triangular ordering and a washboard signal appears. Unlike the square pinning case, in random pinning in the absence of a transverse ac drive the vortices do not move in strictly 1D channels but have a transverse velocity component centered around zero which can also have a washboard signal. For the random pinning it was found that the width of the transverse phase-locking step oscillates as a function of ac amplitude, which is different from the results for the triangular or square pinning. For low ac amplitudes, however, the increase in the step width is linear with ac amplitude in the random pinning case. Using a simple model it was shown that any form of disorder that induces a transverse temporal order in the absence of an ac drive gives rise to a linear dependence of the step width for small ac amplitudes.15 This is similar to the case of the triangular pinning, where there is transverse temporal order present in the zero ac drive limit. In addition, for the case of random pinning, the vortex trajectories along the step show stable sinusoidal orbits in a similar manner to the stable orbits found in the periodic pinning cases.
= 1/2.
We find that the phase locking is most pronounced for interstitial vortex
filling fractions at which the interstitial vortices form a symmetrical ground
state, such as at B/
= 1.25, 1.5, and 2.0.
For filling
fractions near these commensurate fillings, a partial phase locking occurs
where certain regions of the sample have stable phase locked orbits while
other regions are unstable and the vortex velocity in these regions increases
linearly. For filling fractions where the ground states are disordered the
phase locking is absent. With a finite temperature, the fractional steps
appear only at low temperatures and are washed out at higher temperatures,
while the presence of the main step can
be detected up to the melting temperature Tm.
For triangular pinning arrays, where moving interstitial vortices have a periodic transverse motion even in the absence of a transverse ac drive, we again observe a transverse phase locking with all the step widths increasing monotonically with ac amplitude rather than oscillating as in the case of Shapiro steps. The depinning force is only weakly increased by increasing the ac amplitude. The main step for the triangular case is larger than that observed in the square pinning case, and its width increases linearly with ac amplitude, unlike the quadratic increase observed for the square case. The linear increase in the step widths with ac amplitude is similar to the results for transverse phase locking with random disorder with small ac drives, where there is also an ordered transverse motion in the absence of an ac drive. We show that the width of the fractional steps also increase linearly with ac amplitude, but the difference in the depinning force increases quadratically.
Our predictions should be testable for superconductors with periodic
pinning arrays where only one flux line is captured per pinning site.
The steps can best be observed in samples where Shapiro steps have
already been observed with longitudinal dc and ac drives at filling fractions
where a symmetrical vortex configuration occurs, such as
B/
=17/16, 5/4, 3/2, or
2. For experiments performed near Tc,
it is unlikely that the fractional
steps can be observed; however, the main steps should be visible.
A particular advantage of transverse phase-locking steps
over longitudinal (or Shapiro) steps
is that the step width can be made arbitrarily
large by increasing the ac amplitude or lowering the ac frequency.
Our results should also be relevant for vortex motion in Josephson-junction
arrays at commensurate fillings.
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